Tadawul
Compliance Lead Analyst (Capital Markets)
- Permanent
- Riyadh, Saudi Arabia
- Experience 2 - 5 yrs
Report job as expired
Job expiry date: 16/08/2025
Job overview
Date posted
02/07/2025
Location
Riyadh, Saudi Arabia
Salary
SAR Undisclosed per month
Experience
2 - 5 yrs
Seniority
Experienced
Qualification
Bachelors degree
Expiration date
16/08/2025
Job description
The Compliance Lead Analyst is responsible for supporting the development and execution of compliance programs, providing subject-matter expertise on regulatory matters impacting capital market operations. The role ensures the company's activities comply with regulatory requirements, internal policies, and international standards. Key duties include monitoring and interpreting relevant laws, regulations, and directives issued by the Capital Market Authority (CMA) and other regulatory bodies; conducting risk-based compliance assessments and reviews of internal policies, processes, and controls; leading the development, implementation, and continuous enhancement of the compliance monitoring plan; managing regulatory reporting and supporting timely submissions to regulators; investigating and reporting on any compliance breaches or incidents; and tracking and following up on regulatory changes, ensuring timely updates to company policies and procedures. The position requires a Bachelor's Degree in Finance, Accounting, Business Administration, or a similar field, with a minimum of 3 years of experience in compliance or regulatory roles, ideally within capital markets or financial services.
Required skills
Key responsibilities
- Monitor and interpret relevant laws, regulations, and directives issued by the Capital Market Authority (CMA) and other regulatory bodies
- Conduct risk-based compliance assessments and reviews of internal policies, processes, and controls
- Lead the development, implementation, and continuous enhancement of the compliance monitoring plan
- Manage regulatory reporting and support timely submissions to regulators
- Investigate and report on any compliance breaches or incidents
- Track and follow up on regulatory changes, ensuring timely updates to company policies and procedures
- Carry out daily operations assigned for the department to comply with the companyâs standards
- Prepare timely and accurate department reports to meet the requirements, objectives, and standards of the company and the department
- Ensure the satisfaction of internal and external customers to address their needs in a courteous and timely manner
- Follow all relevant policies, procedures, and processes to ensure work is carried out in a controlled and consistent manner
- Contribute to the identification of opportunities for continuous improvement of processes and practices, work processes, cost effectiveness, and productivity enhancement
- Promote to other employees within the organization the implementation and adherence to policies, procedures, processes, and instructions
- Maintain a good and respectful relationship with other colleagues and represent the company in a good image
Experience & skills
- Bachelor's Degree in Finance, Accounting, Business Administration, or similar
- Minimum of 3 years of experience in compliance or regulatory roles, ideally within capital markets or financial services
