RAKBANK
Assistant Manager - Conduct Risk Compliance
- Permanent
- Abu Dhabi, United Arab Emirates
- Experience 2 - 5 yrs
Report job as expired
Job expiry date: 10/07/2025
Job overview
Date posted
26/05/2025
Location
Abu Dhabi, United Arab Emirates
Salary
AED Undisclosed per month
Experience
2 - 5 yrs
Seniority
Manager
Qualification
Bachelors degree
Expiration date
10/07/2025
Job description
The Assistant Manager - Conduct Risk Compliance will lead and execute compliance procedures focused on conduct risk, CPF, and ethical policy adherence. Acting as a central point for reporting unethical behavior and regulatory violations, the role is vital to supporting a transparent and compliant banking environment. The role requires collaboration with Risk and Compliance teams, project management on compliance initiatives, and maintenance of regulatory and whistleblower frameworks.
Required skills
conduct risk compliance
whistleblower protection
regulatory adherence
project management
risk assessment
data interpretation
customer protection framework
compliance oversight
policy enforcement
ethical standards
mis reporting
regulatory review
fraud prevention
disclosure assessment
internal audit support
Key responsibilities
- Design and enforce ethical policies, frameworks, and declarations in line with organizational requirements
- Oversee CPF and conduct compliance from a second-line defense perspective, ensuring regulatory adherence
- Act as a key point of contact for reporting unethical practices, regulatory violations, and misconduct within the bank
- Prepare insightful presentations and MIS reports to support compliance oversight and decision-making
- Independently assess disclosure and customer-facing documents, providing feedback to the Head of Conduct Compliance
- Support the review of new or updated products, services, and channels for regulatory alignment
- Maintain confidentiality and protect whistleblowers, ensuring their anonymity and safety
- Maintain records and documentation related to ethical policies and reported concerns
- Collaborate with Risk and Compliance teams to escalate and resolve reported issues
- Assist with investigations and engage internal and external stakeholders as needed
- Stay updated on whistleblower protection laws and regulatory developments
- Manage multiple compliance initiatives using strong project management skills
Experience & skills
- Advanced degree in accounting or a related field is preferred
- Relevant compliance certifications such as CRCM, CIA, CFE preferred
- Minimum 3 years of experience in banking or financial services with a compliance focus
- Big 4 experience is a plus
- Data-driven mindset with skills in data manipulation and interpretation
- Experience in risk and controls assessment
- Strong communication skills, both written and verbal
- Ability to collaborate and influence across audit and compliance teams
